发布时间 : 星期六 文章国际结算常考案例分析练习更新完毕开始阅读852d8d0390c69ec3d5bb7593
特别注意UCP600第22条a-ii款以及ISBP（681号）第118款b项的要求，当船长的代理签发提单时，可不出现船长的名字。
48、下列单据属于UCP600中所指运输单据的是_________
(A) 海运提单副本 (B) 签发给发货人或托运人的正本空运单据 (C) 货物收据 (D) 未注明正本字样的内陆水运单据 (E) 仓单 （F）交货单
Which documents are transport document as defined in UCP600_________ (A) Copy of Bill of Lading
(B) Original Air transport document for consignor or shipper (C) Cargo receipt
(D) Inland waterway transport document which not marked as an original (E) Warehouse receipt (F) Delivery order 答案 BD
特别需注意第24条中对于正本单据认定的规定，有别于其他方式的运输。
49、下列哪些运输单据在未显示承运人名称时可以接受 __________ (A) 租船合同提单
(B) 涵盖至少两种不同运输方式的运输单据
(C) 在信用证表明“航空分运单可接受”时，提交的由运输代理人以自身名义签发的空运单
(D) 在信用证表明“运输代理人的提单可接受”时，提交的由运输代理人以自身名义签发的提单
Which kinds of transport documents as follows can be accepted when the name of carrier is not shown? ______ (A) Charter Party Bill of Lading
(B) Transport documents covering at least two different modes of transport
(C) House air waybill signed by a freight forwarder in the capacity of a freight forwarder when a credit states “house air waybill is acceptable”
(D) Bill of lading signed by a freight forwarder in the capacity of a freight forwarder when a credit states “freight forwarder?s bill of lading is acceptable” 答案 ACD
特别需注意C、D选项所指的情况，可参见ISBP（681号）第95、138款。
50、下列哪些说法正确？_______
(A)公路运输单据必须看似为开给发货人或托运人的正本或没有任何标记表明单据开给何人
(B)运输单据上可以以印戳或其他方式提及运费以外的费用
(C)标注“第二联”的铁路运输单据只能作为副本接受，而非正本 (D)铁路或内陆水运单据无论是否标注为正本，都将作为正本接受
Which of following statements are correct? _______
(A) a road transport document must appear to be the original for consignor or shipper or bear no marking indicating for whom the document has been prepared
(B) a transport document may bear a reference，by stamp or otherwise，to charges additional to the freight
(C) a rail transport document marked “duplicate” will be accepted only as a copy, other than as an original.
(D) a rail or inland waterway transport document will be accepted as an original whether marked as an original or not 答案 ABD
参见第24条，特别需注意对单据联次的规定。此条中的部分内容仅针对个别运输方式，而非针对全部三种运输方式。
51、由提单签发人以外的一方证实提单内容的修正和变更，则该证实必须显示 ________
(A) 表明该证实由谁作出 (B) 证实人的签字或小签
(C) 提单出具人对单据内容的修正和变更可由另外一方作出证实的授权或声明 (D) 表明证实人以何种身份证实单据的修正和变更
In the case of corrections or alterations in a Bill of Lading were authenticated by a party other than the issuer of the Bill of Lading, such authentication must indicate _________
(A) by whom the authentication has been made (B) signature or initial of the authenticator
(C) authentication or declaration permitting a party other than the issuer of the Bill of Lading to correct or alter the content(s) of such Bill of Lading
(D) in which capacity that party has authenticated the correction or alteration 答案 ABD
参见ISBP（681号）第9款及第109款。
52、如果最迟交单日恰逢向其交单的银行因假日而歇业，下述哪种说法正确？________
(A) 最迟交单日将顺延至其后第一个银行工作日 (B) 最迟交单日将不延展
(C) 如交单延至其后第一个银行工作日，指定行必须在其致开证行或保兑行面函中说明
(D) 如交单延至其后第一个银行工作日，交单银行必须在其致开证行或保兑行面函中说明
If the last day for presentation falls on holiday while the bank to which presentation is to be made is closed, which of the following statements is correct ________
(A) The last day for presentation will be extended to the first following banking day. (B) The last day for presentation will not be extended.
(C) If presentation is made on the first following banking day, the nominated
nominated bank must provide the issuing bank or confirming bank with a statement on its covering schedule.
(D) If presentation is made on the first following banking day, the presenting bank must provide the issuing bank or confirming bank with a statement on its covering schedule. 答案 AC 参见第29条。
53、下列哪些词语在用于确定发运日期时包含提及的日期________ （A）to （B）till （C）from （D）before （E）after
Which words include the date or dates mentioned when used to determine a period of shipment ________
（A）to （B）till （C）from （D）before （E）after 答案 ABC 参见第3条。
54、中国的A银行开出一份付款期限为“见单日后90天（90 days after sight）”的承兑信用证，指定某国B银行作为承兑行。汇票受票人（field 42a of SWIFT MT700：drawee）是B银行。B银行在接到受益人的相符交单（complying presentation）后，在汇票上做出承兑并交还给受益人,供其留存用于再提示。随后将除汇票以外的所有单据寄往A银行，并在面函上注明“已承兑”字样及到期日。在单据到达A银行以前，申请人告知A银行货物与合同要求严重不符，拟向当地法院申请止付令。同样是在单据到达A银行之前，B银行应受益人的要求，提前买入了自己已经承兑的汇票并发电告知A银行。A银行在收到B银行寄来的单据时及此后，正确做法应是________
（A）告知申请人，B银行的行为符合UCP600规定，属于善意第三方（bona fide holder），受我国法律保护，拥有对欺诈的豁免权
（B）协助申请人取证，向当地法院申请止付令保护客户利益 （C）以B银行擅自提前买入票据为由到期拒绝偿付B银行
（D）接到当地法院发出的止付令后，应向法院说明B银行作为承兑行的行为恰当，申请撤销止付令
（E）以未提交汇票为由拒付
（F）向申请人解释开证行对指定行的责任独立于对受益人的责任，因此，受益人涉嫌欺诈不影响指定行获得偿付的权利
Bank A in China issues a L/C available with Bank B by acceptance, marked with tenor: 90 days after sight, field 42A drawee: Bank B (located in another country).
Upon receipt of complying presentation from the beneficiary, Bank B makes acceptance on the draft and return it to the beneficiary for his file and re-presentation. Then Bank B dispatches the whole set of documents except the draft to Bank A,
indicating the word “ accepted” and maturity date on his covering letter.
Before the documents reaches Bank A, the applicant informs Bank A that goods shipped is quite not in compliance with that stipulated in the relative contract, and he is approaching the local court for injunction.
Before the documents reach Bank A as above mentioned, at request of the beneficiary, Bank B purchase the bill which has been accepted by himself by prepayment, and advises Bank A of this matter.
When or after the documents reach Bank A from Bank B, the correct measures Bank A should take are__________
(A) telling the applicant: action of Bank B, as a bona fide holder, is complied with UCP 600. Bank B should be protected by the law of our country with immunity from the fraud
(B) associating the applicant on testimony for applying to the local court for injunction, in order to protect the customer?s benefit.
(C) refusing to reimburse Bank B on the due date because Bank B has discounted the bill without obtaining prior approval from Bank A even without advising Bank A in advance.
(D) stating that Bank B, as an accepting bank, acts appropriately, and applying for the withdrawal of injunction once upon receipt of the injunction from the local court. (E) refusing to honour due to the reason that Bank B fails to present the draft
(F) explaining to the applicant: the fact that the beneficiary is suspected of fraud should not have influence on the right the nominated bank has for the reimbursement, because an issuing bank?s undertaking to reimbursement a nominated bank is independent of the issuing bank?s undertaking to the beneficiary. 答案 ADF
主要参见第7条、第12条。需结合最高法院司法解释第10条。注意UCP对于指定行正当融资的保护精神。此题对于普通经办人员确有一定难度，但鉴于国内外法院止付令频发，我们还是希望借此机会让大家有所了解，同时对以他行作为指定行的信用证有所戒备。
三、判断题：（55-64题，每题2分。请根据UCP600作判断，认为该题陈述正确的请写T，错误的请写F） 55、若限制保兑行议付的信用证项下相符单据提交给保兑行，保兑行按受益人要求进行的议付无追索权。
Provided that the complying presentation made to a confirming bank under a L/C available with the confirming bank by negotiation, the confirming bank has to negotiate without recourse at the request of the beneficiary for negotiation. （T）
参见第8条a-ii款。
56、A银行开立一份指定B银行作付款行的即期付款信用证，并要求B银行加具保兑。B银行在将信用证通知给受益人时明确表示“加具保兑”。受益人将相符单据直接提交给开证行，但遭到开证行无理拒付并退单，此时受益人又将单据