发布时间 : 星期一 文章国际结算常考案例分析练习更新完毕开始阅读852d8d0390c69ec3d5bb7593
consequently the L/C is subject to UCP500 答案 B
虽然UCP600即将于今年7月1日生效，但ICC并未声明UCP500失效，因此，开立或收到遵循UCP500的信用证依然是可能的。
4、A银行开立一份仅指定B银行作议付行的远期议付信用证，受益人通过其他银行将单据在规定时间内将单据寄交A银行，请问A银行应对所提交的相符单据做出______
(A) 议付 (B) 承付 (C) 即期付款 (D) 回购
Bank A issues an usance L/C which is available with Bank B only by negotiation. The beneficiary presents documents to Bank A via another bank within the stipulated period. Bank A should _____ this complying presentation. (A) negotiate (B) honour
(C) make sight payment (D) discount the bill drawn on itself 答案 B
此笔业务适用第7条a-v款，在指定行未作为的情况下，开证行直接对受益人承担“承付”责任。
5、开证行发出函开信用证次日发现L/C有缮打错误，立即向通知行补发电文（SWIFT MT799）更正。以下哪种说法正确？____
(A)此更正电是信用证不可分割的一部分，只要先于函开的原证到达通知行，即可有效。
(B)此更正电只要在受益人收到函开的原证前到达通知行，由通知行与原证一起向受益人通知，即可有效。
(C)此更正电视同信用证的修改，受益人有权拒绝接受。
(D)此更正电只要在受益人交单前通知给受益人，即可有效。
An issuing bank finds typing error on the next day of dispatching a mailed L/C, and sends out a SWIFT message in MT799 to the advising bank to modify it. Which comment on the modification is correct? ______
(A) This message of modification, as an integral part of the credit, is valid provided that it reaches the advising bank prior to the arrival of mailed L/C.
(B) This message of modification is valid provided that it reaches the advising bank prior to the arrival of mailed L/C, and is advised the beneficiary together with the mailed L/C by the advising bank.
(C) The effectiveness of the modification is as the same as an amendment to the L/C. The Beneficiary has right to reject it.
(D) This message of modification is valid provided that it is advised to the beneficiary prior to the presentation of documents made by the beneficiary. 答案 C
按照第7条b款，信用证一经开出，开证行即受其约束。
6、A银行开立一份指定B银行作付款行的延期付款信用证。B银行接到受益人的相符交单后向受益人做出延期付款承诺，并随后接到开证行通知表示单据被接受。在付款到期日以前，B银行应受益人请求提前支付，请问B银行的行为是否受UCP600保护____
(A) 依据B银行所在国规定情况 (B) 是
(C) 否 (D)依据A银行和B银行证外另行签署的协议
Bank A issues a L/C which is available with Bank B by deferred payment. Bank B makes the deferred payment undertaking to beneficiary upon beneficiary?s complying presentation. Bank A notices Bank B that the documents are accepted. Prior to the maturity, Bank B makes payment to beneficiary before maturity at the request of beneficiary. Whether the action of Bank B is protected by UCP600 or not. _________ (A) it depends on the stipulation of the country which Bank B located (B) yes (C) no
(D) it depends on the agreement made by Bank A and Bank B outside the L/C 答案 B
按照第7条c款及第12条b款，指定行对延期付款信用证下单据的融资行为受到保护。
7．一份远期信用证限制A银行议付并由该行加具保兑。一旦A银行加保，收到受益人相符交单和议付申请书时，A银行_________： （A）承诺到期付款并于到期日付款，不予议付
（B）可以根据交单时融资额度等情况自主决定是否议付 （C）必须无追索权地议付 （D）必须有追索权地议付
A usance credit is available with Bank A only by negotiation. Bank A has added his confirmation at request of the issuing bank. On receipt of a complying presentation and the application for negotiation from the beneficiary, Bank A______
（A）must undertake to pay at maturity and will pay at maturity, without negotiation. （B）may negotiate the documents at its own discretion according to some factors, such as balance of credit line at the presentation
（C）must negotiate the documents without recourse （D）must negotiate the documents with recourse 答案 C
此种情况适用第8条a-ii款。保兑行在对指定其为议付行的议付信用证做出保兑后，必须无追索地议付受益人的相符交单。
8、A银行开立一份信用证，委托B银行作通知行；B银行无法直接通知给受益人，经联系受益人后将信用证发送给C银行，由C银行通知受益人。请问在此笔业务中，哪家银行是UCP600认可的通知行_________ (A) 仅A银行 (B) 仅 B银行 (C) 仅 C银行 (D) B和C银行
Bank A issues a L/C to Bank B for advising. However, Bank B cannot advise the L/C to beneficiary only by himself. Following the instructions of beneficiary, Bank B sends the L/C to Bank C to advise. Bank C finally advises the L/C to beneficiary. Which bank(s) is (are) the advising bank(s) recognized by UCP600? ___ (A) Bank A only (B) Bank B only
(C) Bank C only (D) both Bank B and Bank C 答案 D
B银行为通知行，C银行为第二通知行（第9条c款），均为UCP600认可的通知行。
9、如下哪些关于通知行责任的说法是正确的_______
（A）收到一份缺少2/2页的信用证时，该通知行必须在收齐缺失页之后才能通知该份信用证。
（B）通知行必须承担信用证议付或付款或承兑的责任 （C）通知行必须对所通知信用证的表面真实性负责
（D）为避免过多费用的发生，通知行必须自行向受益人通知。如不得不使用另一银行通知信用证，必须得到开证行的许可。
（E）如LC所规定的通知行不能或不愿通知，必须毫不延误地告知受益人 （F）信用证的修改必须通过信用证的同一通知行进行通知。对受益人接受或拒绝接受修改的通知，该通知行没有义务告知发出修改的银行
Which statement on the obligation of an advising bank is correct? _____
（A）An advising bank receives a credit with page number 2/2 missing. The advising bank will advise the credit only when it receives the missing page.
（B）An advising bank is responsible for negotiation or payment or acceptance under the L/C
（C）An advising bank is responsible for the apparent authenticity of its advised L/C. （D）In order to avoid incurring too much cost, an advising bank must advise the beneficiary of the L/C by itself. If the advising bank has to advise the L/C through another bank, it must obtain the authorization of the issuing bank.
（E）If the advising bank stipulated in the L/C fails to advise the L/C, it must inform the beneficiary without delay.
（F）An amendment to the L/C must be advised through the same bank advised the L/C. As for the beneficiary?s notification of acceptance or rejection of the amendment, the advising bank is not responsible to inform the bank from which it received the amendment. 答案 C
特别需注意F选项，对应第9条e款，为UCP600新增内容。
10、指定银行是指________
（A）开证行指定负责偿付交单行索汇的银行
（B）开证行指定信用证可在其柜台进行付款或承兑或议付的银行 （C）开证行指定单据寄至该处进行审单的银行
（D）受益人自行选择的交单银行
Nominated bank means the bank ________
(A) which is designated by the issuing bank, being in charge of reimbursing claim from a presenting bank.
(B) which is designated by the issuing bank, being expected to act as a paying bank, or an accepting bank or negotiating bank when documents are presented at its counter. (C) which is designated by the issuing bank, to which the documents should be sent for checking
(D) to which the documents are presented at the beneficiary?s option 答案 B
指定银行即开证行授权承付（包含付款、承兑）或议付受益人相符交单的银行。
11、A银行开立一份即期信用证，允许指定行向开证行电索，并声明“接到索偿次日起第5个工作日起息”。指定行在审核交单后来电要求开证行按照URR525在收到电报次日起第3个工作日起息。开证行应于收到索偿电报次日起第___个工作日起息
(A)3 (B)4 (C)5 (D)6
Bank A issues a sight L/C stipulating that they will remit proceeds to nominated bank, value 5 working days after receipt of their SWIFT advice. After checking the presentation, the nominated bank sents a SWIFT message to Bank A for claiming and request the Bank A value 3 working days after receipt of this SWIFT advice as per the stipulation of URR525. Bank A should value on ______ day after the day of receipt of this SWIFT advice.
(A) the 3rd (B) the 4th (C) the 5th (D) the 6th 答案 C
此例中信用证另有规定，不受URR525约束。
12、信用证要求提交由有资格机构签发的检验证，下列单据哪一份不符合要求：_________
（A）由中国出入境检验检疫局签发的检验证 （B）由出口国商检局签发的检验证 （C）由SGS签发的检验证 （D）由受益人签发的检验证
The letter of credit calls for an inspection certificate to be issued by the competent authority, which document is not in compliance with the term? _______ （A）the inspection certificate issued by CIQ
（B）the inspection certificate issued by the inspection bureau of exporting country （C）the inspection certificate issued by SGS
（D）the inspection certificate issued by the beneficiary